Disclosures
The documents below are Escalator Wealth Advisors, LLC's principal regulatory disclosures. They describe the firm, the advisory relationship, fees, conflicts of interest, and how we handle your personal information. Click any document to download the most recent filed version as a PDF.
About these documents
- Form ADV Part 2A (Firm Brochure) — describes Escalator's advisory business, services, fees, conflicts of interest, methods of analysis, disciplinary information, and the firm's compliance and brokerage practices.
- Form ADV Part 2B (Brochure Supplement) — describes the educational background, business experience, and any disciplinary information of the individuals who provide investment advice on behalf of the firm.
- Form CRS (Client Relationship Summary) — a short summary of the relationship and services we provide, the fees and costs, conflicts of interest, and the standard of conduct that applies to that relationship.
- Privacy Notice — describes the categories of non-public personal information Escalator collects, how it is used and shared with service providers, and the safeguards Escalator applies. Required by Regulation S-P.
If a document is shown as Awaiting initial filing, the firm has not yet completed its initial filing with the Massachusetts Securities Division for that document. Documents become downloadable here as soon as they are filed.